PART II: TECHNICAL PROPOSAL QUALIFIER (TPQ) APPLICATION
SECTION II
Sex Offender Investor Certification
This certification is required by Section 3011(c)(2) of the Small Business Jobs Act of 2010 from any
private entity that receives a loan, a loan guarantee, or other financial assistance using funds received by
a participating State under the State Small Business Credit Initiative.
Under the State Small Business Credit Initiative (SSBCI), investors and investees must certify that their
principals have not been convicted of a sex offense against a minor.
The investor hereby certifies the following to the participating jurisdiction: No principal of the
entity listed above, has been convicted of a sex offense against a minor (as such terms are defined in 34
U.S.C. § 20911). For the purposes of this certification, “principal” is defined as if a sole proprietorship, the
proprietor; if a partnership, each managing partner and each partner who is a natural person and holds 50
percent or more ownership interest of any class of the partnership interests; if a corporation, limited
liability company, association, development company, or other entity, each director, each of the five most
highly compensated executives or officers of the entity, and each natural person who is a direct or indirect
holder of 50 percent or more of any class of equity interest in the entity; and if a partnership where the
managing partner is a corporation, limited liability company, association, development company, or other
entity, each director and each of the five most highly compensated executives or officers of the entity.
The undersigned is an authorized representative of the investor.