NSCP is seeking to retain a suitable financial professional with a minimum of 10 years of experience providing advice to non-profits. NSCP is looking for the following investment advisory services:

Review and make recommendations to our IPS
Review and make recommendations to our asset allocation based on NSCP’s operational needs and strategic initiatives
Provide recommendations to periodic rebalancing
Provide bi-annual investment and market analysis report
Provide ad hoc reviews and recommendations as needed
Present to the Finance Committee or NSCP Board, if or as requested

Information Security / Privacy Questions

1. Describe your firm's policies and procedures pertaining to protecting confidential information:

2. Have there been any privacy breaches in the past 3 years?

YesNo

List 3 References (at least two must be non-profit organizations)

Reference #1 (company, contact name, phone #, email)

Reference #2 (company, contact name, phone #, email)

Reference #3 (company, contact name, phone #, email)

RFP from National Society of Compliance Professionals for Financial Advisory Services