Do you have regulatory questions for SEC and FINRA Enforcement or for SEC Exam Leaders?
You are invited to submit your regulatory questions anonymously through this portal for SEC & FINRA leaders speaking at the NSCP National Conference.
Submit your questions anonymously in the open boxes below:
Questions for the SEC & FINRA
Enforcement
speakers to address during their Tuesday keynote panel:
Questions for the SEC
Examination
Leaders to address during their Wednesday keynote panel:
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